Corporate Finance and Securities

Corporate business transactions and financial transactions have both procedural features and legal consequences that decision-makers should understand before implementing. Here is where we can save time and effort by using our expertise to point out the various ways goals can be achieved to produce the desired outcomes.

We help clients by finding ways to make it work rather than by focusing on what can’t be done. We know the end game and get our clients there efficiently, securely, and legally.

Our corporate finance transactions practice has many facets, including the following areas of expertise:

  • Initial Public Offerings
  • Secondary Public Offerings
  • Shelf Registrations and Takedowns
  • High-yield Debt Offerings
  • American Depository Share Offerings
  • Registered Exchange Offers
  • Spin-off Transactions
  • Tender Offers
  • Convertible Debt Offerings
  • Rights Offerings
  • Debt Restructuring, In or Out of Bankruptcy
  • SEC Compliance and Disclosure Interpretations
  • Insider Trading Rules and Regulations
  • Company Reporting Requirements
  • Financial Reporting Requirements
  • Requirements for 1099 Reporting